Customer Identification Program
To help the government fight the funding of terrorism and money laundering activities, federal law requires StoneCastle to obtain, verify and record information that identifies each institution on whose behalf an account is being opened, including the following:
- Full Name of the entity & affiliate
- Business Address
- Tax Identification Number
- Business license and/or Organizational Agreements
- Names of Authorized Individuals acting on behalf of the entity
The company is required to provide confirmation that the authorized individuals are exercising independent judgment when making investment decisions and executing transactions on behalf of the firm, its affiliates, and clients.