Legal

StoneCastle Securities, LLC (“SCS”) is a registered U.S. broker-dealer and member of FINRA and SIPC. This website, including any links, is solely for informational purposes and its factual content is not guaranteed by us to be an accurate and complete statement of such data and should not be relied on as such. Opinions in documents constitute the current judgment of the author as of the date the communication was issued. The content of this website does not necessarily reflect the opinions of SCS, and is subject to change without notice. This website does not constitute a personal recommendation, and does not take into account the specific investment objectives, financial situation, or particular needs of the recipient. The information contained in this website should not be construed as an offer, or a solicitation of an offer, to buy or sell any securities or other financial investments. The information presented should not and cannot be viewed as an indicator of future performance. Past performance is not an indicator of future results. Investments in private credit involve a high degree of risk, including limited liquidity and potential loss of principal. The information contained in this website is intended for the exclusive use of Institutional Investors. Any review, reliance, or distribution by others or forwarding without the express permission of the author is strictly prohibited. To the extent permitted by law, SCS does not accept any liability arising from the use or retransmission of the information in this website.

This website does not constitute or form part of any offer to issue or sell, or any solicitation of any offer to subscribe or purchase any security nor shall it or the fact of its distribution or communication form the basis of, or be relied on in connection with any contract. The material contained in this website is based on proprietary information and is provided purely for reference and as such is confidential and intended for private use only. Information may not be reproduced or otherwise disseminated in whole or in part without the prior written consent of SCS.

California required disclosure: A broker/dealer, investment advisor, BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the state's broker/dealer, investment adviser, or BD agent or IA rep requirements, as the case may be; and follow-up, individualized responses to consumers in a particular state by broker/dealer, investment adviser, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state's broker/dealer, investment adviser, BD agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion. For information concerning the licensure status or disciplinary history of a broker/dealer, investment adviser, BD agent or IA rep, a consumer should contact his or her state securities law administrator.