Shannon Jemmoth is a Managing Director of StoneCastle Securities, LLC and Head of Operations. He oversees the firm’s books and records and is responsible for the clearance, settlement, and reporting of all firm transactions. In this role, Mr. Jemmoth plays a critical part in ensuring the efficient and accurate settlement of StoneCastle’s trading activity and works closely with clients and their custodians to help resolve settlement and account-related matters.

Prior to joining StoneCastle, Mr. Jemmoth was a Managing Director at Guggenheim Securities, where he built the firm’s operations group. He has also held operations roles at Citibank, ABN Amro, and ING Barings.

Mr. Jemmoth has more than three decades of brokerage and banking operations experience and holds a Series 99 license.